Compliance Services for Financial Institutions
Andrew Morgan Artificial Intelligence Suite (AMAIS) enables compliance teams to work faster and more consistently across policies, procedures, and risk documentation.
Right-sized compliance support that fits your needs and budget
Create efficiency while saving customers time and money
Andrew Morgan delivers short, practical compliance support for credit unions and small financial institutions. We help strengthen policies, procedures, risk assessments, training, and exam readiness; pairing experienced consultants with AMAIS, our AI agent, to accelerate work without adding full-time headcount.
Current AMAIS Capabilities — Policy & Procedure Focus
Automated Policy/Procedure Classification
AMAIS reads your documents and classifies each section as policy, procedure, or supporting content, ensuring that each documents contains the proper language and giving you a clear picture of where your documentation stands before any manual review begins.
Regulatory Gap Analysis
Specialized AI agents compare your policies and procedures against relevant statutes, regulation, and guidance (e.g. NCUA regulatory requirements & examiners manuals). The tool will identify gaps and compliance concerns with specific citations to the applicable regulations.
Prioritized Recommendations with Sources
Every identified gap comes with a categorized, prioritized recommendation (critical, high, medium, low) and direct citations to the regulatory source material, so your team knows exactly what to address and why.
Clean Document Generation
Once recommendations are reviewed and accepted, AMAIS generates restructured documents that clearly separate policy from procedure, ready for examiner review or board approval.
Expanding AMAIS Capabilities
Continuous Improvement on Regulatory Support
AMAIS is designed to extend into additional regulatory domains beyond initial use cases, applying the same structured analysis framework to new compliance areas as they are incorporated.
Vendor Risk & Complaint Management
Future enhancements will assist in evaluating third-party vendor documentation and standardizing complaint and fraud response frameworks using AI-assisted document analysis.
Regulatory Training Content
Upcoming functionality will support generating role-specific training materials derived from institutional policies and aligned with current regulatory expectations.
AMAIS is Andrew Morgan’s AI agent, configured to work with your documents and use cases. It accelerates policy and procedure analysis, document restructuring, and gap identification while keeping humans in control of final decisions.
How We Can Help
- Separate Mixed Policy/Procedure Documents
- Identify Missing Policy-Level Elements
- Generate Procedure Frameworks
- Produce Gap Lists and Recommended Edits
Why Andrew Morgan?
Our work is led by senior practitioners with over 15 years of legal, regulatory, risk, and compliance experience. We understand how regulators think and how policies are reviewed during exams. We bring practical execution, not just advice, and deliver right-sized support that fits real-world constraints.